Recent Transactions


PSM Holdings, Inc. $3,200,000 PIPE April 3, 2014

PSM Holdings, Inc. | $3,200,000 PIPE | April 3, 2014

PSM Holdings, Inc., (OTCBB:PSMH) through its wholly owned subsidiary, Prime Source Mortgage, Inc. (PSMI) provides mortgage brokerage and banking services across the United States. The company offers adjustable rate mortgages and fixed rate loans; and residential mortgage loans for purchases, refinancing, construction loans, second mortgages, debt consolidation, and home equity loans. It also solicits and receives applications for secured residential mortgage loans and provides mortgage banking services using warehouse lines of credit. PSMI is currently licensed in fourteen states with expansion plans in an additional fifteen states, and oversees the operations of more than 20 branches. The company embarked on an aggressive acquisition strategy in 2011 adding five independent mortgage companies in multiple markets.

www.psmholdings.com

HiConversion, Inc. $2,600,000 Private Placement January 31, 2014

HiConversion, Inc. | $2,600,000 Private Placement | January 31, 2014

HiConversion, Inc. Founded in 2006, provides a revolutionary Conversion Rate Optimization software solution ("CRO") that enables e-commerce providers to quickly and economically increase the conversion rate of existing web traffic into online sales. Hiconversion's patented virtual integration capabilities are eliminating the adoption complexity, making it possible for e-commerce companies to point-click-and-optimize without dependency on the availability of IT resources. The adaptive optimization engine eliminates risk of testing while delivering maximum ROI at all times.

www.hiconversion.com

Premier Funeral Management Group, LLC $2,500,000 Private Placement November 19, 2013

Premier Funeral Management Group, LLC | $2,500,000 Private Placement | November 19, 2013

PF Management Services, LLC, through its affiliated companies, acquires and operates funeral homes and related businesses, primarily in tier 2 and tier 3 markets in the US. The company also provides managerial and operational consulting services to acquired businesses and additional funeral homes. Based in the Indianapolis area, the Company generally has targeted markets in 17 states, primarily in the Midwest, Southeast and Eastern regions of the US where management has operated death care businesses throughout the team’s careers.

PSM Holdings, Inc. $5,700,000 PIPE February 7, 2013

PSM Holdings, Inc. | $5,700,000 PIPE | February 7, 2013

PSM Holdings, Inc., (OTCBB:PSMH) through its wholly owned subsidiary, Prime Source Mortgage, Inc. (PSMI) provides mortgage brokerage and banking services across the United States. The company offers adjustable rate mortgages and fixed rate loans; and residential mortgage loans for purchases, refinancing, construction loans, second mortgages, debt consolidation, and home equity loans. It also solicits and receives applications for secured residential mortgage loans and provides mortgage banking services using warehouse lines of credit. PSMI is currently licensed in fourteen states with expansion plans in an additional fifteen states, and oversees the operations of more than 20 branches. The company embarked on an aggressive acquisition strategy in 2011 adding five independent mortgage companies in multiple markets.

www.psmholdings.com

HiConversion, Inc. $1,300,000 Private Placement August 1, 2012

HiConversion, Inc. | $1,300,000 Private Placement | August 1, 2012

HiConversion, Inc. Founded in 2006, provides a revolutionary Conversion Rate Optimization software solution ("CRO") that enables e-commerce providers to quickly and economically increase the conversion rate of existing web traffic into online sales. Hiconversion's patented virtual integration capabilities are eliminating the adoption complexity, making it possible for e-commerce companies to point-click-and-optimize without dependency on the availability of IT resources. The adaptive optimization engine eliminates risk of testing while delivering maximum ROI at all times.

www.hiconversion.com

Adams Arms, Inc. $2,700,000 Private Placement July 1, 2012

Adams Arms, Inc. | $2,700,000 Private Placement | July 1, 2012

Adams Arms, Inc. Established in 2007, Adams Arms is a fast-growing manufacturer of proprietary firearm products that solve common issues associated with the millions of AR-15/M16 rifles used by the military, law enforcement and civilian gun enthusiasts. Adams Arms has developed a suite of products based on its patented inverted piston operating technology, including a line of Gas Piston Retrofit Kits, which provide significant rifle enhancements in terms of reliability, accuracy, maintenance and longevity. The company sells its products through a broad network of distributors, dealers and e-tailers, as well as on www.adamsarms.net

www.adamsarms.net

Divine Skin, Inc. $1,730,000 PIPE October 1, 2011

Divine Skin, Inc. | $1,730,000 PIPE | October 1, 2011

Divine Skin, Inc., (OTCBB:DSKX) develops, markets and distributes personal care products through a network of specialty and online retailers, wholesalers, salons and medical offices in more than 20 countries. Divine Skin’s flagship brand, DS Laboratories, offers high-performance topical treatments for men and women to restore hair growth, suppress unwanted hair and reduce the appearance of wrinkles. Other brands include Sigma Skin, upscale men’s products; Polaris Research, physicians’ products; Pure Guild, an organic line; and NutraOrigin, a line of nutritional supplements.

www.dslaboratories.com

Skyshop Logistics, Inc. $3 million PIPE May 1, 2011

Skyshop Logistics, Inc. | $3 million PIPE | May 1, 2011

SkyShop Logistics, Inc., (OTCBB:SKPN) is an e-commerce service company that provides cross-border shopping facilitation services to non-US based shoppers accessing US online merchant sites. The service provides a U.S. address to simplify shopping as if the buyer resided in the U.S. The company's shopping portals facilitate the experience of the online international shopper from the time of purchase through cross-border delivery. SkyShop's services allow U.S.-based Internet merchants to accept international orders without the risks.

www.skyshoplogistics.com

Apollidon, Inc. $3 million Private Placement April 1, 2011

Apollidon, Inc. | $3 million Private Placement | April 1, 2011

Apollidon, Inc specializes in worldwide marketing and outreach for online distance learning programs. It partners with prestigious public universities to develop marketing initiatives tailored to the unique needs of the specific program, effectively increasing enrollments and attracting qualified students.

www.apollidon.com

Powers Device Technologies $1.5 million Private Placement March 1, 2011

Powers Device Technologies | $1.5 million Private Placement | March 1, 2011

Powers Device Technologies develops feedback sensor products to address the nutritional and distress tolerance (soothing) needs of premature and low-birth-weight infants. Powers Device Technologies’ Pacifier Activated Lullaby (PAL™) System is an FDA-approved digital music delivery system that integrates an infrared sensor, pacifier, and receiver to help stimulate the sucking response in premature and low birth weight infants. The patented PAL™ technology was developed at Florida State University by Dr. Jayne Standley.

www.powersdt.com

Hiconversion, Inc. $1.5 million Private Placement November 1, 2010

Hiconversion, Inc. | $1.5 million Private Placement | November 1, 2010

Hiconversion, Inc., founded in 2006, provides a revolutionary Conversion Rate Optimization software solution ("CRO") that enables e-commerce providers to quickly and economically increase the conversion rate of existing web traffic into online sales. Hiconversion's patented virtual integration capabilities are eliminating the adoption complexity, making it possible for e-commerce companies to point-click-and-optimize without dependency on the availability of IT resources. The adaptive optimization engine eliminates risk of testing while delivering maximum ROI at all times.

www.hiconversion.com

Planet Payment $6 million PIPE October 1, 2010

Planet Payment | $6 million PIPE | October 1, 2010

Planet Payment (LSE:AIM:PPT and PPTR; OTCQX:PLPM) is a leading international payment and data processor, providing banks and their merchants with innovative solutions to accept, process and reconcile payments, anytime, anywhere and in any currency. Its customer base of more than 40 acquiring banks and processors stretches from North America, to the Middle East, to Asia Pacific, including China, Hong Kong, Macau, Taiwan, Malaysia and India. Planet Payment is headquartered in New York and has offices in Atlanta, Beijing, Bermuda, Delaware, London, Hong Kong, Shanghai and Singapore.

www.planetpayment.com

SkyPostal PuntoMio $2.3 million PIPE May 1, 2010

SkyPostal PuntoMio | $2.3 million PIPE | May 1, 2010

PuntoMio is a shopping portal that facilitates the experience of the online international shopper from the time of purchase through cross-border delivery. It allows U.S.-based Internet merchants to accept international orders without the risks. PuntoMio provides a U.S. address for foreign shoppers to use when shopping online, thus their purchase is made as if they resided in the U.S. PuntoMio is promoted in Europe, Middle East and Latin America through co-marketing partnerships with American Express, Banco Santander, Brazil's Banco Itau, Scotiabank, and other credit card and banking institutions.

www.puntomio.com

Liberator Medical Supply $7 million PIPE March 1, 2010

Liberator Medical Supply | $7 million PIPE | March 1, 2010

Liberator Medical Supply. Liberator Medical Holdings, Inc.'s (OTCBB:LBMH.OB) subsidiary, Liberator Medical Supply, Inc., established the Liberator brand as a leading national direct-to-consumer provider of quality medical supplies to Medicare-eligible seniors. An Exemplary Provider(TM) accredited by The Compliance Team, its unique combination of marketing, industry expertise and customer service has demonstrated success over a broad spectrum of chronic conditions. Liberator is recognized for offering a simple, reliable way to purchase medical supplies needed on a regular, ongoing, repeat-order basis, with the convenience of direct billing to Medicare and private insurance.

www.liberatormedical.com

ExamSoft Worldwide M&A Advisory May 1, 2010

ExamSoft Worldwide | M&A Advisory | May 1, 2010

ExamSoft has been a leader in computer-based testing for more than 13 years, and in that time it has successfully administered millions of exams. Today, it is a trusted partner for hundreds of prominent academic, licensing, and certifying institutions around the world, including 38 U.S. state bar examiners. Its powerful, easy-to-use, comprehensive solution supports the entire testing process including exam design, administration, delivery, and analysis. The company’s mission is to provide the most easy, secure, and reliable way to execute high-stakes examinations.

www.examsoft.com

Planet Payment $4 million PIPE October 1, 2009

Planet Payment | $4 million PIPE | October 1, 2009

Planet Payment (LSE:AIM:PPT and PPTR; OTCQX:PLPM) is a leading international payment and data processor, providing banks and their merchants with innovative solutions to accept, process and reconcile payments, anytime, anywhere and in any currency. Its customer base of more than 40 acquiring banks and processors stretches from North America, to the Middle East, to Asia Pacific, including China, Hong Kong, Macau, Taiwan, Malaysia and India. Planet Payment is headquartered in New York and has offices in Atlanta, Beijing, Bermuda, Delaware, London, Hong Kong, Shanghai and Singapore.

www.planetpayment.com

Liberator Medical Supply $2.5 million PIPE October 1, 2008

Liberator Medical Supply | $2.5 million PIPE | October 1, 2008

Liberator Medical Supply. Liberator Medical Holdings, Inc.'s (OTCBB:LBMH.OB) subsidiary, Liberator Medical Supply, Inc., established the Liberator brand as a leading national direct-to-consumer provider of quality medical supplies to Medicare-eligible seniors. An Exemplary Provider(TM) accredited by The Compliance Team, its unique combination of marketing, industry expertise and customer service has demonstrated success over a broad spectrum of chronic conditions. Liberator is recognized for offering a simple, reliable way to purchase medical supplies needed on a regular, ongoing, repeat-order basis, with the convenience of direct billing to Medicare and private insurance.

www.liberatormedical.com

Liberator Medical Supply $3.5 million PIPE May 1, 2008

Liberator Medical Supply | $3.5 million PIPE | May 1, 2008

Liberator Medical Supply. Liberator Medical Holdings, Inc.'s (OTCBB:LBMH.OB) subsidiary, Liberator Medical Supply, Inc., established the Liberator brand as a leading national direct-to-consumer provider of quality medical supplies to Medicare-eligible seniors. An Exemplary Provider(TM) accredited by The Compliance Team, its unique combination of marketing, industry expertise and customer service has demonstrated success over a broad spectrum of chronic conditions. Liberator is recognized for offering a simple, reliable way to purchase medical supplies needed on a regular, ongoing, repeat-order basis, with the convenience of direct billing to Medicare and private insurance.

www.liberatormedical.com

LML Payment Systems $7.2 million PIPE March 1, 2008

LML Payment Systems | $7.2 million PIPE | March 1, 2008

LML Payment Systems is a leading provider of financial payment processing solutions for e-commerce and traditional businesses. Through its subsidiaries Beanstream Internet Commerce Inc. and LML Payment Systems Corp., LML provides credit card processing, online debit, electronic funds transfer, automated clearinghouse payment processing and authentication services, along with routing of selected transactions to third party processors and banks for authorization and settlement and check recovery services. In addition, through its subsidiary LML Patent Corp., the company provides clients licenses to its intellectual property estate, which includes five United States patents describing methods and systems for processing checks electronically.

www.lmlpayment.com

Planet Payment $10 million PIPE November 1, 2007

Planet Payment | $10 million PIPE | November 1, 2007

Planet Payment (LSE:AIM:PPT and PPTR; OTCQX:PLPM) is a leading international payment and data processor, providing banks and their merchants with innovative solutions to accept, process and reconcile payments, anytime, anywhere and in any currency. Its customer base of more than 40 acquiring banks and processors stretches from North America, to the Middle East, to Asia Pacific, including China, Hong Kong, Macau, Taiwan, Malaysia and India. Planet Payment is headquartered in New York and has offices in Atlanta, Beijing, Bermuda, Delaware, London, Hong Kong, Shanghai and Singapore.

www.planetpayment.com